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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-02-11
TX RA APPROVED 2025-02-10
  • LA RA
    APPROVED
    Since 2025-02-11
  • TX RA
    APPROVED
    Since 2025-02-10

Branch Locations

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

6709 Perkins Road, Baton Rouge, LA 70808 • United States

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-01-24
TX RA APPROVED 2025-01-24
  • LA RA
    APPROVED
    Since 2025-01-24
  • TX RA
    APPROVED
    Since 2025-01-24

Branch Locations

6709 Perkins Road, Baton Rouge, LA 70808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Baton Rouge LA 05/2011 01/2025
Osaic Wealth, Inc. Baton Rouge LA 01/2025 Present
Osaic Advisory Services Atlanta GA 02/2025 Present
  • 05/2011 → 01/2025
    Lincoln Financial Advisors Corporation
    Baton Rouge, LA
  • 01/2025 → Present
    Baton Rouge, LA
  • 02/2025 → Present
    Osaic Advisory Services
    Atlanta, GA
Previous Registrations
  • 2023-10-24 → 2025-01-24
    Osaic Fa, Inc.
    Baton Rouge, LA
    Fort Wayne, IN
    St Gabriel, LA
    Fort Wayne, IN
    St Gabriel, LA
    Baton Rouge, LA
Other Businesses

1)PROPERTIES BY JOJO, LLC. BATON ROUGE, LA CATEGORY: REAL ESTATE RENTAL/LEGAL ENTITY INVESTMENT-RELATED: YES TITLE: OWNER DUTIES: MAINTAIN PROPERTY AND COLLECT RENT. START DATE: 11/2018 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 0 2) LA REALTY PARTNERS LLC SAINT GABRIEL, LA 70776 CATEGORY: LEGAL ENTITY/REAL ESTATE RENTAL INVESTMENT RELATED: NO TITLE: CO-OWNER DUTIES: LEGAL ENTITY THROUGH WHICH RENTAL PROPERTY WILL BE OWNED AND MANAGED. START DATE: 03/01/2021 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 0 3)CENTANNI FINANCIAL GROUP 6709 PERKINS ROAD BATON ROUGE, LA 70808 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT/SALES PERSON DUTIES: SALE AND SERVICE OF DISABILITY INSURANCE, FIXED ANNUITIES, LONG-TERM CARE INSURANCE, AND TRADITIONAL LIFE INSURANCE START DATE: 1/1/2024 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 6 4)CENTANNI FINANCIAL GROUP DBA POSITION: Agent,Sales Person NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2024 ADDRESS: 6709 Perkins Road, Baton Rouge LA 70808, United States DESCRIPTION: Assist with investment sales and trading/investing of client accounts 5)CENTANNI FINANCIAL GROUP POSITION: Agent,Sales Person NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 6 START DATE: 01/01/2024 ADDRESS: 6709 Perkins Road, Baton Rouge LA 70808, United States DESCRIPTION: Assist clients in obtaining insurance that satisfies their needs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-12
S63 Uniform Securities Agent State Law Examination 2011-06-07
  • S66 Uniform Combined State Law Examination
    2023-10-12
  • S63 Uniform Securities Agent State Law Examination
    2011-06-07
Other Names
  • Joey Gerard Falgoust
  • Joseph G Falgoust

View on SEC IAPD

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