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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-05-31
TX RA APPROVED 2018-05-04
WI RA APPROVED 2018-05-04
  • FL RA
    APPROVED
    Since 2018-05-31
  • TX RA
    APPROVED
    Since 2018-05-04
  • WI RA
    APPROVED
    Since 2018-05-04

Branch Locations

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Milwaukee WI 07/2013 05/2018
Morgan Stanley Private Bank, N.A. New York NY 01/2015 05/2018
Robert W. Baird Milwaukee WI 05/2018 Present
  • 07/2013 → 05/2018
    Milwaukee, WI
  • 01/2015 → 05/2018
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 05/2018 → Present
    Robert W. Baird
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-27
S63 Uniform Securities Agent State Law Examination 2013-04-24
  • S66 Uniform Combined State Law Examination
    2013-09-27
  • S63 Uniform Securities Agent State Law Examination
    2013-04-24

View on SEC IAPD

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