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Michael Ray West

Fisher Investments

Plano, TX

Brandenburg, KY

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-02-13
TX RA APPROVED 2024-02-13
  • KY RA
    APPROVED
    Since 2024-02-13
  • TX RA
    APPROVED
    Since 2024-02-13

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Brandenburg, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jefferson National Securities Corporation Louisville KY 06/2013 08/2022
Jefferson National Financial Corp. Louisville KY 06/2013 08/2022
Nationwide Investment Services Corporation Louisville KY 01/2019 08/2022
Cx Institutional, Llc Louisville KY 09/2022 12/2023
Fisher Investments Plano TX 02/2024 Present
  • 06/2013 → 08/2022
    Jefferson National Securities Corporation
    Louisville, KY
  • 06/2013 → 08/2022
    Jefferson National Financial Corp.
    Louisville, KY
  • 01/2019 → 08/2022
    Nationwide Investment Services Corporation
    Louisville, KY
  • 09/2022 → 12/2023
    Cx Institutional, Llc
    Louisville, KY
  • 02/2024 → Present
    Fisher Investments
    Plano, TX
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-09-20
  • S63 Uniform Securities Agent State Law Examination
    2013-09-20
Designations

View on SEC IAPD

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