Best Investors Account Sign in
Claim This Profile
Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

520 Newport Center Dr, Suite 300, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks El Segundo CA 10/2013 07/2018
Mars Jewett Financial Group, Inc. Bellevue WA 07/2018 04/2022
Mutual Securities, Inc. Camarillo CA 07/2018 04/2022
Jdl Securities Corporation Newport Beach CA 04/2022 12/2022
J. Derek Lewis & Associates Newport Beach CA 04/2022 01/2023
Hightower Chicago IL 01/2023 Present
  • 10/2013 → 07/2018
    Cetera Advisor Networks
    El Segundo, CA
  • 07/2018 → 04/2022
    Mars Jewett Financial Group, Inc.
    Bellevue, WA
  • 07/2018 → 04/2022
    Mutual Securities, Inc.
    Camarillo, CA
  • 04/2022 → 12/2022
    Jdl Securities Corporation
    Newport Beach, CA
  • 04/2022 → 01/2023
    J. Derek Lewis & Associates
    Newport Beach, CA
  • 01/2023 → Present
    Hightower
    Chicago, IL
Previous Registrations
  • 2022-05-03 → 2023-02-13
    Newport Beach, CA
  • 2018-07-16 → 2022-04-20
    Bellevue, WA
  • 2014-11-18 → 2018-07-19
    Cetera Wealth Services, Llc
    Bellevue, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-12
  • S66 Uniform Combined State Law Examination
    2014-11-12
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor