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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-22
MS RA APPROVED 2019-10-07
TX RA APPROVED 2019-09-06
LA RA APPROVED 2019-05-29
  • FL RA
    APPROVED
    Since 2024-10-22
  • MS RA
    APPROVED
    Since 2019-10-07
  • TX RA
    APPROVED
    Since 2019-09-06
  • LA RA
    APPROVED
    Since 2019-05-29

Branch Locations

Jacksonville, FL • United States

901 Main St Central Business Review Unit, Dallas, TX 75202 • United States

9000 Southside Blvd Central Business Review Unit, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Metairie LA 09/2014 01/2019
Voya Financial Metairie LA 09/2014 01/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 02/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-25
S63 Uniform Securities Agent State Law Examination 2015-05-23
  • S66 Uniform Combined State Law Examination
    2019-05-25
  • S63 Uniform Securities Agent State Law Examination
    2015-05-23
Other Names
  • Samantha Penaranda
  • Samantha Perez
  • Samantha R Perez
  • Samantha R Penaranda

View on SEC IAPD

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