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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-19
CA RA APPROVED 2013-09-27
  • TX RA
    APPROVED_RES
    Since 2020-03-19
  • CA RA
    APPROVED
    Since 2013-09-27

Branch Locations

5796 Armada Drive Suite 200, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
Morgan Stanley Carlsbad CA 12/2016 Present
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 12/2016 → Present
    Carlsbad, CA
Other Businesses

1.Rental property/Renting Out Bedrooms; Investment related: Yes; Oceanside, CA (full address:1289 Via Fanal, Oceanside, CA 92056) ; Rental property/Renting Out Bedrooms; Landlord(proprietor, partner, officer, director, employee, trustee, agent); Feb 2018; Just bought new condo and will be renting out bedroom.It's my primary residence, that I have a roommate. My mother and I both own it

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-27
  • S66 Uniform Combined State Law Examination
    2013-09-27

View on SEC IAPD

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