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Thomas Michael Bailey

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Bridgeport, WV

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-30
WV RA APPROVED 2023-08-09
  • TX RA
    APPROVED
    Since 2023-08-30
  • WV RA
    APPROVED
    Since 2023-08-09

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

2000 Jerry Dove Dr, Bridgeport, WV 26330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgeport WV 05/2019 Present
Wells Fargo Advisors Bridgeport WV 01/2014 09/2017
Wells Fargo Advisors New York NY 09/2017 05/2019
Bank Of America, N.A. Bridgeport VA 05/2019 Present
  • 05/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bridgeport, WV
  • 01/2014 → 09/2017
    Wells Fargo Advisors
    Bridgeport, WV
  • 09/2017 → 05/2019
    Wells Fargo Advisors
    New York, NY
  • 05/2019 → Present
    Bank Of America, N.A.
    Bridgeport, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-04
  • S66 Uniform Combined State Law Examination
    2023-08-04
Other Names
  • Thomas Bailey
  • Thomas Michael Bailey

View on SEC IAPD

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