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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Cleveland | OH | 07/2013 | 07/2019 |
| Jp Morgan Securities, Llc | Independence | OH | 07/2019 | 12/2019 |
| Jp Morgan Chase Bank, N.A. | Independence | OH | 07/2019 | 12/2019 |
| Vantage Financial Group, Inc. | Cleveland | OH | 12/2019 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 12/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Db Floors Llc | Mayfield Heights | OH | 12/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: VANTAGE FINANCIAL GROUP, INC. INVESTMENT RELATED: YES ADDRESS: 6200 ROCKSIDE ROAD, CLEVELAND, OH 44131 NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2019 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR 3. NAME OF OTHER BUSINESS: RENTAL PROPERTY INVESTMENT RELATED: NO ADDRESS: 1796 LANDER ROAD, MAYFIELD HEIGHTS, OH 44124 NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 11/209 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: OWNED IN MY NAME 4. NAME OF OTHER BUSINESS: RGB PROPERTIES LLC ; INVESTMENT RELATED: NO ; ADDRESS: 505 LOCKLIE DRIVE HIGHLAND HEIGHTS, OH 44143 ; NATURE OF BUSINESS: RENTAL PROPERTIES ; START DATE: 4/2022 ; POSITION/TITLE/RELATIONSHIP: CO-OWNER ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTIES ; 5. NAME OF OTHER BUSINESS: DB FLOORS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENCIAL LOCATION; NATURE OF BUSINESS: RESIDENTIAL FLOORING; START DATE: 12/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSEE THE NEEDS OF THE COMPANY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-26 |
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