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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-02-09
  • CA RA
    APPROVED
    Since 2015-02-09

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

2000 Avenue Of The Stars, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Encino CA 11/2015 Present
Other Businesses

1. Friends of Fullerton College Foundation, The Foundation exists to promote Fullerton College and enhance the lives of its students by raising and accepting resources for scholarships, grants, programmatic and institutional support, Member of Board of directors, Speaking engagements representing the foundation, lead the board of directors quarterly meetings, and review financials on a quarterly basis, start date-7/1/2016, FullertonCA USA92832.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-09
  • S66 Uniform Combined State Law Examination
    2015-02-09

View on SEC IAPD

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