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Tran Bao Pham

U.S. Bancorp Advisors, LLC

Carlsbad, CA

Victorville, CA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

7188 Avenida Encincas Ste 120, Carlsbad, CA 92011 • United States

14821 7Th St, Victorville, CA 92395 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank San Diego CA 06/2012 09/2016
Jp Morgan Securities Llc San Diego CA 07/2013 09/2016
U.S. Bancorp Investments, Inc. La Jolla CA 09/2016 02/2026
U.S. Bank Carlsbad CA 04/2019 Present
U.S. Bancorp Advisors, Llc Carlsbad CA 02/2026 Present
  • 06/2012 → 09/2016
    Jp Morgan Chase Bank
    San Diego, CA
  • 07/2013 → 09/2016
    Jp Morgan Securities Llc
    San Diego, CA
  • 09/2016 → 02/2026
    U.S. Bancorp Investments, Inc.
    La Jolla, CA
  • 04/2019 → Present
    U.S. Bank
    Carlsbad, CA
  • 02/2026 → Present
    U.S. Bancorp Advisors, Llc
    Carlsbad, CA
Previous Registrations
  • 2019-06-10 → 2026-02-13
    U.S. Bancorp Investments, Inc.
    San Diego, CA
    Chula Vista, CA
    San Diego, CA
    La Jolla, CA
    San Diego, CA
    La Jolla, CA
    Irvine, CA
    San Diego, CA
    Vista, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-10
S63 Uniform Securities Agent State Law Examination 2013-09-09
  • S65 Uniform Investment Adviser Law Examination
    2019-06-10
  • S63 Uniform Securities Agent State Law Examination
    2013-09-09
Other Names
  • Symphony Pham
  • Symphony Tran Bao Pham

View on SEC IAPD

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