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Michael James Moran

Morgan Stanley Investment Management Inc.

New York, NY

New York, NY

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Current Employers
Morgan Stanley Investment Management Inc.

1585 Broadway, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-09-20
NJ RA APPROVED 2018-10-31
  • NY RA
    APPROVED
    Since 2022-09-20
  • NJ RA
    APPROVED
    Since 2018-10-31

Branch Locations

New York, NY • United States

1585 Broadway, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, N.A. New York NY 02/2015 11/2016
Morgan Stanley Smith Barney Llc Florham Park NJ 10/2014 11/2016
Morgan Stanley Distribution, Inc. New York NY 11/2016 Present
Eaton Vance Distributors, Inc. New York NY 01/2022 09/2022
Morgan Stanley Investment Management Inc. New York NY 11/2016 Present
  • 02/2015 → 11/2016
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 10/2014 → 11/2016
    Morgan Stanley Smith Barney Llc
    Florham Park, NJ
  • 11/2016 → Present
    Morgan Stanley Distribution, Inc.
    New York, NY
  • 01/2022 → 09/2022
    Eaton Vance Distributors, Inc.
    New York, NY
  • 11/2016 → Present
    Morgan Stanley Investment Management Inc.
    New York, NY
Previous Registrations
  • 2014-12-24 → 2016-11-09
    Morgan Stanley
    Short Hills, NJ
    Morristown, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-23
  • S66 Uniform Combined State Law Examination
    2014-12-23
Other Names
  • Mick Moran

View on SEC IAPD

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