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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-04-16
  • AZ RA
    APPROVED
    Since 2025-04-16

Branch Locations

14850 N. Scottsdale Road Suite 155, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Salt Lake City UT 10/2016 10/2018
Wells Fargo Bank N.A. Salt Lake City UT 09/2015 10/2016
Morgan Stanley Woodland Hills CA 10/2018 01/2019
Self-Employed - Uber Scottsdale AZ 01/2019 Present
Raymond James Financial Services Franklin TN 03/2021 04/2025
Southwestern Investment Advisory Services Franklin TN 03/2021 05/2023
Sagespring Wealth Partners Franklin TN 11/2022 09/2024
Lighthouse Wealth Group Franklin TN 04/2022 04/2025
Southwestern Investment Group Franklin TN 04/2021 05/2023
Raymond James & Associate Scottdale AZ 04/2025 Present
  • 10/2016 → 10/2018
    Wells Fargo Clearing Services
    Salt Lake City, UT
  • 09/2015 → 10/2016
    Wells Fargo Bank N.A.
    Salt Lake City, UT
  • 10/2018 → 01/2019
    Morgan Stanley
    Woodland Hills, CA
  • 01/2019 → Present
    Self-Employed - Uber
    Scottsdale, AZ
  • 03/2021 → 04/2025
    Raymond James Financial Services
    Franklin, TN
  • 03/2021 → 05/2023
    Southwestern Investment Advisory Services
    Franklin, TN
  • 11/2022 → 09/2024
    Franklin, TN
  • 04/2022 → 04/2025
    Lighthouse Wealth Group
    Franklin, TN
  • 04/2021 → 05/2023
    Southwestern Investment Group
    Franklin, TN
  • 04/2025 → Present
    Raymond James & Associate
    Scottdale, AZ
Previous Registrations
Other Businesses

(1)Name of Business: Uber Address: 7355 East Thompson Peak Parkway Apt O3007, Scottsdale, AZ, 85255, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 01/15/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Driving Uber as an independent contractor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-04
S65 Uniform Investment Adviser Law Examination 2019-01-25
S63 Uniform Securities Agent State Law Examination 2017-06-20
  • S66 Uniform Combined State Law Examination
    2022-03-04
  • S65 Uniform Investment Adviser Law Examination
    2019-01-25
  • S63 Uniform Securities Agent State Law Examination
    2017-06-20
Other Names
  • Luke Horton Fairchild
  • Luke Fairchild
  • Luke H Fairchild

View on SEC IAPD

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