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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-04-16 |
Branch Locations
14850 N. Scottsdale Road Suite 155, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Salt Lake City | UT | 10/2016 | 10/2018 |
| Wells Fargo Bank N.A. | Salt Lake City | UT | 09/2015 | 10/2016 |
| Morgan Stanley | Woodland Hills | CA | 10/2018 | 01/2019 |
| Self-Employed - Uber | Scottsdale | AZ | 01/2019 | Present |
| Raymond James Financial Services | Franklin | TN | 03/2021 | 04/2025 |
| Southwestern Investment Advisory Services | Franklin | TN | 03/2021 | 05/2023 |
| Sagespring Wealth Partners | Franklin | TN | 11/2022 | 09/2024 |
| Lighthouse Wealth Group | Franklin | TN | 04/2022 | 04/2025 |
| Southwestern Investment Group | Franklin | TN | 04/2021 | 05/2023 |
| Raymond James & Associate | Scottdale | AZ | 04/2025 | Present |
(1)Name of Business: Uber Address: 7355 East Thompson Peak Parkway Apt O3007, Scottsdale, AZ, 85255, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 01/15/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Driving Uber as an independent contractor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-04 |
| S65 | Uniform Investment Adviser Law Examination | 2019-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-20 |
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