Best Investors Account Sign in
Inactive

James Luce Pelletier

Wedmont Private Capital

West Chester, PA

Claim This Profile
Current Employers
Wedmont Private Capital

26 South Church Street Suite 1A, West Chester, PA 19382 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2021-07-16
TX RA APPROVED_RES 2020-08-18
  • ME RA
    APPROVED
    Since 2021-07-16
  • TX RA
    APPROVED_RES
    Since 2020-08-18

Branch Locations

West Chester, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Boston MA 01/2016 12/2019
Wedmont Private Capital Llc West Chester PA 12/2019 Present
Wedmont Private Capital Llc West Chester PA 12/2019 04/2021
  • 01/2016 → 12/2019
    Ubs Financial Services Inc
    Boston, MA
  • 12/2019 → Present
    Wedmont Private Capital Llc
    West Chester, PA
  • 12/2019 → 04/2021
    Wedmont Private Capital Llc
    West Chester, PA
Previous Registrations
  • 2016-01-07 → 2020-01-02
    Ubs Financial Services Inc.
    Boston, MA
  • 2014-09-05 → 2016-03-02
    Credit Suisse Securities (Usa) Llc
    Boston, MA
Other Businesses

Mr. Pelletier owns a rental real estate property, which he manages. This will not impact his responsibilities as an IAR of Wedmont Private Capital.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-29
  • S66 Uniform Combined State Law Examination
    2014-08-29
Other Names
  • James Pelletier

View on SEC IAPD

More in West Chester, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor