Michael Patrick Gomez

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-06-09
CA	RA	APPROVED	2024-09-24

Branch Locations

901 Franklin St Ste 88, Oakland, CA 94607 • United States

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jp Morgan Securities Llc	San Francisco	CA	03/2015	10/2016
Jp Morgan Chase Bank	San Francisco	CA	02/2015	10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Oakland	CA	10/2016	05/2022
Bank Of America, N.A.	Oakland	CA	06/2017	05/2022
Ameriprise Financial Services, Llc	Walnut Creek	CA	05/2022	09/2024
Wells Fargo Clearing Services, Llc	Walnut Creek	CA	09/2024	Present

03/2015 → 10/2016

Jp Morgan Securities Llc

San Francisco, CA
02/2015 → 10/2016

Jp Morgan Chase Bank

San Francisco, CA
10/2016 → 05/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oakland, CA
06/2017 → 05/2022

Bank Of America, N.A.

Oakland, CA
05/2022 → 09/2024

Ameriprise Financial Services, Llc

Walnut Creek, CA
09/2024 → Present

Wells Fargo Clearing Services, Llc

Walnut Creek, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-01-31
S63	Uniform Securities Agent State Law Examination	2015-04-15