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515 N. State St. Suite 1770, Chicago, IL 60654 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-09-19 |
| IN | RA | APPROVED | 2023-09-19 |
Branch Locations
515 N. State St. Suite 1770, Chicago, IL 60654 • United States
275 Veterans Way Suite 110, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mcbroom Industrial Services | Indianapolis | IN | 01/2016 | 12/2018 |
| Ubs Financial Services Inc. | Indianapolis | IN | 10/2016 | 11/2019 |
| Sbc Wealth Management | Indianapolis | IN | 12/2019 | 08/2023 |
| Aaron Wealth Advisors | Chicago | IL | 09/2023 | Present |
LJM, LLC, Managing Member, Nov. 2022 - Present. An LLC to hold real estate investments. Non-Investment related, approximately 0 hour per month devoted to this business, none during securities trading hours. Dormant
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-27 |
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