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Dennis Samade

Wells Fargo Clearing Services, LLC

Encino, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-20
CA RA APPROVED 2017-10-30
  • TX RA
    APPROVED_RES
    Since 2018-11-20
  • CA RA
    APPROVED
    Since 2017-10-30

Branch Locations

15760 Ventura Blvd Ste 1250 [Sk-Rbo], Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Pasadena CA 10/2017 Present
Simply Derivative Encino CA 03/2016 10/2017
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-30
  • S66 Uniform Combined State Law Examination
    2013-09-30

View on SEC IAPD

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