Cynthia Gayle Banks

Current Employers

Employment History

• 02/2009 → 01/2020
  Mutual Of America Life Insurance Company
  Phoenix, AZ
• 02/2009 → 01/2020
  Mutual Of America Securities Llc
  Phoenix, AZ
• 01/2020 → 09/2022
  Mutual Of America Life Insurance Company
  Phoenix, AZ
• 01/2020 → 09/2022
  Mutual Of America Securities Llc.
  Phoenix, AZ
• 03/2025 → 10/2025
  Nfp Retirement Inc
  Aliso Viejo, CA
• 09/2022 → 07/2024
  Evergreen Alliance Golf, Lp
  Gilbert, AZ
• 08/2022 → Present
  Dtm Saloon Inc.
  Holbrook, AZ
• 08/2025 → Present
  Kestra Investment Services Llc
  Aliso Viejo, CA
• 10/2025 → Present
  Wealthspire Retirement Advisory
  Aliso Viejo, CA

Previous Registrations

• 2025-04-10 → 2026-03-30
  Wealthspire Retirement Advisory
  Gilbert, AZ
  Aliso Viejo, CA

Other Businesses

Name: NFP POSITION: Vice President, Retirement Advisor NATURE: Investment advisory services through an independent outside RIA INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 03/10/2025 ADDRESS: 120 Vantis, suite 400, Aliso Viejo CA 92656, United States DESCRIPTION: Prospect for new retirement plan advisory services clients Name: DTM SALOON INC DBA EMPTY POCKETS SALOON POSITION: Owner NATURE: hospitality INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/19/2022 ADDRESS: 2210 Navajo Blvd, Holbrook AZ 86025, United States DESCRIPTION: Oversight of operations, hiring, marketing, compliance Cynthia Banks is a Board of Directors Members with Phoenix Indian Center located at 4041 N. Central Ave, Building B, Phoenix, AZ 85012. This role is not investment-related; Nonprofit that serves as a gateway for American Indians and others seeking assistance with job readiness and employment services, prevention services, youth programs, and language and culture revitalization. Started 10/2025. Approximate number of hours per month devoted: 4. NAME: PHOENIX INDIAN CENTER POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/17/2025 ADDRESS: 4041 N. Central Ave. Building B, Phoenix AZ 85012, United States DESCRIPTION: Board members are responsible for fiduciary oversight, including reviewing budgets and financial reports to ensure responsible stewardship of resources. They uphold governance standards by adhering to the Center's bylaws and participating actively in meetings and committees. As representatives of the community, they advocate for the Center's mission, build relationships, and help secure resources through fundraising and partnerships. Additionally, they support executive leadership and monitor the effectiveness and transparency of organizational operations to ensure accountability and impact.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-09-25
• S63 Uniform Securities Agent State Law Examination
  2008-02-14

Other Names

• Cynthia Gayle Pierce