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Sally Lee Kreisler

Rockefeller Financial LLC

Atlanta, GA

Alpharetta, GA

Rockefeller Capital Management

Atlanta, GA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-17
GA RA APPROVED 2019-03-01
  • TX RA
    APPROVED
    Since 2026-03-17
  • GA RA
    APPROVED
    Since 2019-03-01

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Alpharetta, GA • United States

Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-08-08
TX RA APPROVED_RES 2024-08-07
  • GA RA
    APPROVED
    Since 2024-08-08
  • TX RA
    APPROVED_RES
    Since 2024-08-07

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 04/2015 02/2019
Rockefeller Financial Llc Atlanta GA 02/2019 Present
Rockefeller Capital Management Atlanta GA 08/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-19
  • S66 Uniform Combined State Law Examination
    2006-09-19
Other Names
  • Yeowool Lee
  • Sally Yeowool Lee

View on SEC IAPD

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