Sarah L. Ellis

Strategic Advisers LLC

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Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-03-31

TX RA
APPROVED

Since 2025-03-31

Branch Locations

Arlington, TX • United States

8411 Preston Road Suite 130, Dallas, TX 75225-5521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Chicago	IL	05/2014	08/2017
Nuveen	Chicago	IL	08/2017	04/2018
Wells Fargo Clearing Services Llc	Greenwood Village	CO	05/2018	05/2020
Fidelity Brokerage Services Llc	Chicago	IL	05/2020	Present
Fidelity Investments	Boston	MA	03/2025	Present

05/2014 → 08/2017

Morgan Stanley

Chicago, IL
08/2017 → 04/2018

Nuveen

Chicago, IL
05/2018 → 05/2020

Wells Fargo Clearing Services Llc

Greenwood Village, CO
05/2020 → Present

Fidelity Brokerage Services Llc

Chicago, IL
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2020-06-09 → 2025-03-31

Fidelity Personal And Workplace Advisors

Chicago, IL
2018-06-04 → 2020-05-19

Wells Fargo Clearing Services, Llc

Greenwood Village, CO
2017-08-23 → 2018-04-11

Santa Barbara Asset Management, Llc

Chicago, IL
2015-12-08 → 2017-08-07

Morgan Stanley

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-12-08
S63	Uniform Securities Agent State Law Examination	2013-10-09

S66 Uniform Combined State Law Examination

2015-12-08
S63 Uniform Securities Agent State Law Examination

2013-10-09

Other Names

Sarah L Ellis
Sarah Lane Ellis
Sarah Ellis
Sarah Lane Carson
Sarah L Carson
Sarah Carson

View on SEC IAPD

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