Alvaro R Jauregui

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-06-03
TX	RA	APPROVED	2024-06-03

CA RA
APPROVED

Since 2024-06-03
TX RA
APPROVED

Since 2024-06-03

Branch Locations

16195 Siskiyou Rd Ste.130, Apple Valley, CA 92307 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	11/2014	06/2024
Lpl Financial	Apple Valley	CA	06/2024	Present

11/2014 → 06/2024

Edward Jones

St Louis, MO
06/2024 → Present

Lpl Financial

Apple Valley, CA

Previous Registrations

2015-03-06 → 2024-06-05

Edward Jones

Victorville, CA

Victorville, CA

Apple Valley, CA

Apple Valley, CA

St Louis, MO

Victorville, CA

Other Businesses

1) 04/26/2024 - Cornerstone Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - Apple Valley Ca. 92307 2) 04/26/2024 - Cornerstone Wealth Management Group LLC - Business Entity For Tax/Investment Purposes Only - Apple Valley Ca. 92307

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-01-09
S63	Uniform Securities Agent State Law Examination	2013-10-10

S66 Uniform Combined State Law Examination

2015-01-09
S63 Uniform Securities Agent State Law Examination

2013-10-10

Other Names

Alvaro R Jauregui
Alvaro Richard Jauregui
Alvaro R Jauregui
Alvaro Richard Jauregui

View on SEC IAPD