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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2014-12-23 |
Branch Locations
North Aurora, IL • United States
1515 S Federal Hwy Ste 208, Boca Raton, FL 33432 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Oak Brook | IL | 08/2013 | 12/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2013 | 12/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 12/2018 |
| Nathan Kinzinger | Chicago | IL | 01/2019 | 12/2025 |
| Northwestern Mutual Investment Services Llc | Chicago | IL | 01/2019 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2019 | 12/2025 |
| Joseph Small | Fort Myers | FL | 01/2026 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 33% OWNER, RBN HOLDINGS, LLC, 1459 S. RICHARDS STREET, SALT LAKE CITY, , UTAH, 84115, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/09/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LANDLORD
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-11 |
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