Brandon G Prior

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-03-27
CA	RA	APPROVED	2018-04-26

TX RA
APPROVED_RES

Since 2023-03-27
CA RA
APPROVED

Since 2018-04-26

Branch Locations

2998 Douglas Blvd Ste 330, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Roseville	CA	07/2013	Present
Principal Securities Inc	Roseville	CA	03/2016	Present
Union Financial, Inc.	Roseville	CA	10/2021	03/2022

07/2013 → Present

Principal Life Insurance Company

Roseville, CA
03/2016 → Present

Principal Securities Inc

Roseville, CA
10/2021 → 03/2022

Union Financial, Inc.

Roseville, CA

Other Businesses

*OUTSIDE INSURANCE. 01/14/14. BROKER- LIFE, DI, FIXED ANNUITIES. *Fixed Insurance; Health; 04/26/2016 *Fixed Insurance; Dental; 05/19/16. ***Fixed Insurance; Investment Related; Roseville, CA; Agent; Group Benefits; Start Date: 09/14/2020; 10 hrs per month; 10 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-04-25
S63	Uniform Securities Agent State Law Examination	2013-08-08

S65 Uniform Investment Adviser Law Examination

2018-04-25
S63 Uniform Securities Agent State Law Examination

2013-08-08

Other Names

Brandon Prior

View on SEC IAPD