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Jonathan Sherman

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2014-03-04
NC RA APPROVED 2014-03-04
OH RA APPROVED 2014-03-04
TX RA APPROVED 2014-03-04
  • LA RA
    APPROVED
    Since 2014-03-04
  • NC RA
    APPROVED
    Since 2014-03-04
  • OH RA
    APPROVED
    Since 2014-03-04
  • TX RA
    APPROVED
    Since 2014-03-04

Branch Locations

277 Park Ave, Floors 3 & 36, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Boston MA 03/2014 Present
Jpmorgan Chase Bank Na Boston MA 03/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-03
  • S66 Uniform Combined State Law Examination
    2013-10-03
Designations
Other Names
  • Jonathan Prescott Sherman

View on SEC IAPD

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