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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Miami | FL | 07/2013 | 02/2018 |
| Td Ameritrade, Inc. | Miami | FL | 02/2018 | 08/2020 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 08/2020 |
| Charles Schwab & Co., Inc. | Miami | FL | 08/2020 | Present |
| Charles Schwab Bank | Miami | FL | 08/2020 | Present |
1) L. Ethan Capital, LLC. | Investment Related:No|11338 SW 158th PL|Miami|FL|33196|USA|Real Estate (Non-Agent/Broker)|Owner|5/14/2021|Less than 20|0|Looking to purchase a rental property under an LLC. The LLC nor the property are in my possession at this point. I am just diclosing it
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-04 |
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