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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-02 |
| TX | RA | APPROVED_RES | 2025-09-02 |
Branch Locations
12860 El Camino Real Floor 02, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Bank | San Diego | CA | 06/2011 | 07/2023 |
| First Republic Securities Company, Llc | San Diego | CA | 07/2013 | 10/2023 |
| J.P. Morgan Securities Llc | San Diego | CA | 09/2023 | Present |
| Chargenet Stations | Long Beach | CA | 04/2024 | Present |
| Jp Morgan Chase Bank, N.A | San Diego | CA | 10/2023 | Present |
| Meliolabs, Inc | Santa Clara | CA | 06/2024 | Present |
Entity Name: Goltech Inc Investment related: No Address: La Jolla, CA www.goltech.co Nature of the other business: Biotechnology Position/Title/Relationship: Owner/Partner Start Date: 08/19/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The company is developing a gel testing device to be deployed in medical labs. This would be a passive investment and I would have no responsibilities or active role in the company. Entity Name: MelioLabs, Inc Investment related: No "Address: 3108 Patrick Henry Drive Santa Clara, CA 95054" Nature of the other business: Biology Position/Title/Relationship: Owner/Partner Start Date: 06/19/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: MelioLabs is developing a rapid pathogen testing platform for bloodstream infections. This would be a passive investment and I would have no responsibilities or active role in the company. The company is a client of the business bank in Alameda, CA" Entity Name: Chargenet Stations Investment related: No "Address: 4605 E. Anaheim St, Long Beach, CA 90804 https://chargenetstations.com/" Nature of the other business: Technology Position/Title/Relationship: Employee/Contractor Start Date: 04/08/2024 Approximate # of hours a week:: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Chargenet Stations provides EV charging for the quick-serve restaurant market. I've known the CEO for about three years while they were raising angel and seed capital. The CEO asked me to be on their advisory board to help give input on overall company strategy
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-28 |
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