Garrett L Halton

Current Employers

The Perspective Group

1421 Research Park Drive Suite 3A, Lawrence, KS 66044 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-11-14
KS	RA	APPROVED	2016-01-11

TX RA
APPROVED

Since 2024-11-14
KS RA
APPROVED

Since 2016-01-11

Branch Locations

1421 Research Park Drive Suite 3A, Lawrence, KS 66044 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2020-09-08

KS RA
APPROVED

Since 2020-09-08

Branch Locations

1421 Research Park Dr Ste 3A, Lawrence, KS 66049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Lawrence	KS	08/2013	Present
The Perspective Group	Lawrence	KS	10/2015	Present

08/2013 → Present

Lpl Financial Llc

Lawrence, KS
10/2015 → Present

The Perspective Group

Lawrence, KS

Other Businesses

1. 9/3/2013: The Perspective Group, LLC - CPA/Bookkeeper/Tax Preparer - Time Spent 10% - Provide basic tax prep. 2. 9/3/2013: The Perspective Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 1/21/2016: The Perspective Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 07/01/2015 - 80 Hours Per Month/4 Hours During Securities Trading - IAR. 4. 8/14/2017 - The Perspective Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 08/01/2017 - 3 Hours Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-11-26

S66 Uniform Combined State Law Examination

2013-11-26

Designations

View on SEC IAPD