Gloria Pamela Rodriguez

5523 F Street Suite A, Sacramento, CA 95819 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-08-25

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Principal Financial Group	Des Moines	IA	09/2016	09/2018
Sbp-Home Rebuilding Non-Profit	New Orleans	LA	06/2016	09/2016
Ascensus	Long Branch	NJ	09/2018	01/2019
Northwestern Mutual Investment Services	Sacramento	CA	02/2019	05/2019
Next Financial Group	Sacramento	CA	05/2019	06/2020
Fulfilled Finances Llc	Sacremento	CA	05/2019	08/2022
Capfinancial Partners, Llc (Captrust)	Raleigh	NC	08/2022	07/2023
Golden Wealth Capital, Llc	Red Bank	NJ	08/2023	Present
Captrust	Sacramento	CA	07/2013	07/2023

2022-08-19 → 2023-07-26

Captrust

Sacramento, CA
2020-06-05 → 2022-11-20

Fulfilled Finances Llc

Sacramento, CA
2019-05-21 → 2020-06-03

Next Financial Group, Inc.

Sacramento, CA
2019-03-01 → 2019-05-22

Northwestern Mutual Investment Services, Llc

Sacramento, CA
2016-10-04 → 2018-09-21

Principal Securities, Inc.

Walnut Creek, CA

Des Moines, IA

Parsippany, NJ
2014-08-11 → 2014-12-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Davis, CA
2014-01-22 → 2014-02-25

Lpl Financial Llc

Palm Desert, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-10-04