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Austin, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-09-11 |
Branch Locations
3345 Bee Cave Rd. Suite 104, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guideway Financial, Llc | Austin | TX | 06/2013 | Present |
INSURANCE AGENT- INVESTMENT RELATED-AT REPORTED BUSINESS LOCATION(S), INSURANCE SALES, AGENT, 2009, DEVOTES NOT MORE THAN 0% OF AGENTS TIME DURING WORKING HRS/MO DURING TRADING HOURS SINCE AGENT DOES NOT SELL INSURANCE PRODUCTS; PROVIDES ADVICE ON VARIOUS INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-13 |
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