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Sharon Joan Lear

Guideway Financial, LLC

Austin, TX

Austin, TX

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Current Employers
Guideway Financial, Llc

Austin, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-11
  • TX RA
    APPROVED
    Since 2013-09-11

Branch Locations

Austin, TX • United States

3345 Bee Cave Rd. Suite 104, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guideway Financial, Llc Austin TX 06/2013 Present
Other Businesses

INSURANCE AGENT- INVESTMENT RELATED-AT REPORTED BUSINESS LOCATION(S), INSURANCE SALES, AGENT, 2009, DEVOTES NOT MORE THAN 0% OF AGENTS TIME DURING WORKING HRS/MO DURING TRADING HOURS SINCE AGENT DOES NOT SELL INSURANCE PRODUCTS; PROVIDES ADVICE ON VARIOUS INSURANCE PRODUCTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-13
  • S65 Uniform Investment Adviser Law Examination
    2013-05-13
Designations
Other Names
  • Sharon Joan Osborne

View on SEC IAPD

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