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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-26 |
Branch Locations
400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States
Tustin, CA • United States
399 Park Ave., 39Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2013 | 03/2019 |
| Pacific Investment Management Company Llc/ Pimco Investments Llc | Newport Beach | CA | 03/2019 | 10/2021 |
| Capital Group | Irvine | CA | 10/2021 | 02/2023 |
| Capital Group - American Funds Distributors, Inc. | Irvine | CA | 02/2023 | 12/2023 |
| Capital Group - American Funds Distributors, Inc. | Irvine | CA | 12/2023 | 12/2025 |
| Capital Group/Capital Client Group, Inc. | Los Angeles | CA | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-06-27 |
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