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Kathleen Marie Oconnor

Rmr Wealth Builders, Inc.

Geneva, IL

Montclair, NJ

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Current Employers
Rmr Wealth Builders, Inc.

111 Grove Street Suite 203, Montclair, NJ 07042 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-25
IL RA APPROVED 2025-06-11
  • TX RA
    APPROVED
    Since 2025-06-25
  • IL RA
    APPROVED
    Since 2025-06-11

Branch Locations

Geneva, IL • United States

111 Grove Street Suite 203, Montclair, NJ 07042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Elk Grove Village IL 09/2016 01/2020
Hpl&S, A Subsidiary Of First American Bank Elk Grove Village IL 08/2016 01/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 01/2020 10/2023
Bank Of America, N.A. Northbrook IL 03/2020 10/2023
Clearwater Capital Partners Hoffman Estates IL 10/2023 06/2025
Rmr Wealth Builders, Inc. Montclair NJ 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-13
S63 Uniform Securities Agent State Law Examination 2013-12-18
  • S65 Uniform Investment Adviser Law Examination
    2014-10-13
  • S63 Uniform Securities Agent State Law Examination
    2013-12-18
Other Names
  • Karie M Oconnor
  • Kathleen Oconnor
  • Kathleen M Weber
  • Kathleen M Oconnor

View on SEC IAPD

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