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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Elkridge | MD | 12/2014 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ashland | VA | 12/2016 | 05/2020 |
| Bank Of America, N.A. | Ashland | VA | 12/2016 | 05/2020 |
| Fidelity Investments | Glen Allen | VA | 06/2020 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-16256|OrgNmn:Mind of a Mermaid Creations/ The Seashell Mermaid |Org Addr:Sarasota,Florida,US|OBA Nature:seashell content/shell and cra|Invst Rel:N|Title:inidividual/owner/creator |Duties:selling handmade crafts and seashells via etsy, ebay or social media, seashell content creator on social media account |StrtDt:08-29-21|TotHrs/mon:18|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-18 |
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