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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-10-05 |
| TX | RA | APPROVED_RES | 2021-10-05 |
Branch Locations
Harrisburg, IL • United States
807 S. Commercial St., Harrisburg, IL 62946-2639 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Harrisburg | PA | 06/2016 | 10/2021 |
| Raymond James Financial Services Advisors Inc. | Harrisburg | IL | 06/2016 | 10/2021 |
| Michael Stewart And Associates | Harrisburg | IL | 10/2015 | 10/2021 |
| Ameriprise Financial Services, Llc | Harrisburg | IL | 10/2021 | Present |
Real Estate Ownership; Lot/Land; 12049 Hudgens Rd, , Marion, IL, 62959; Not Investment-Related; 03/01/2014. Board of Directors; Harrisburg Kiwanis Club; Board Director; 2 Acorn Dr, , Harrisburg, IL, 62946; Not Investment-Related; 10/28/2021; 1 to 9 hours per month; 1 to 9 during trading hours / The Fortress Center; Board Member; 407 E Walnut St, , Harrisburg , IL, 62946; Not Investment-Related; 12/15/2025; 1 to 9 hours per month; 0 during trading hours / BNI; Vice President; 217 E Poplar St, , Harrisburg, IL, 62946; Not Investment-Related; 10/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Michael Stewart & Associates Financial Services; Financial Advisor - Meeting with clients and helping them to build portfolios, goal planning and recommending various investments; ; 807 S. Commercial St, , Harrisburg, IL, 62946; Investment-Related; 07/01/2015; 60 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-11 |
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