Robert Alexander Peloso

Current Employers

3Rd Level Analytics

Chadds Ford, PA • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-04-30
DE	RA	APPROVED	2024-04-22

PA RA
APPROVED

Since 2024-04-30
DE RA
APPROVED

Since 2024-04-22

Branch Locations

Chadds Ford, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America, N.A.	Media	PA	03/2016	01/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Media	PA	03/2016	01/2024
3Rd Level Analytics	Chadds Ford	PA	02/2024	Present

03/2016 → 01/2024

Bank Of America, N.A.

Media, PA
03/2016 → 01/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Media, PA
02/2024 → Present

3Rd Level Analytics

Chadds Ford, PA

Previous Registrations

2016-03-28 → 2024-01-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Media, PA

Kennett Square, PA

Glen Mills, PA

Wilmington, DE

Glen Mills, PA

Glen Mills, PA

Glen Mills, PA

Wilmington, DE
2013-12-06 → 2014-11-25

Waddell & Reed

Wyomissing, PA

Wilmington, DE

Other Businesses

I*94845 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ROBERT A. PELOSO INVESTMENT RELATED: N ADDRESS OF BUSINESS: GARNET VALLEY, PENNSYLVANIA 19060 NATURE OF BUSINESS: OTHER, HOURLY TUTORING AS NEEDED POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 1/1/2016 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MATH TUTORING FOR HIGH SCHOOL STUDENTS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-09-26

S66 Uniform Combined State Law Examination

2013-09-26

View on SEC IAPD