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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2026-01-20
MT RA APPROVED 2024-09-05
OR RA APPROVED 2020-09-15
  • ID RA
    APPROVED
    Since 2026-01-20
  • MT RA
    APPROVED
    Since 2024-09-05
  • OR RA
    APPROVED
    Since 2020-09-15

Branch Locations

Central Point, OR • United States

1800 S.W. First Avenue Suite 420, Portland, OR 97201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc Portland OR 02/2014 Present
Agia Houston TX 12/2022 Present
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-04
S63 Uniform Securities Agent State Law Examination 2014-05-07
  • S66 Uniform Combined State Law Examination
    2020-09-04
  • S63 Uniform Securities Agent State Law Examination
    2014-05-07

View on SEC IAPD

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