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555 California St. 29Th Floor, San Francisco, CA 94104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-08 |
Branch Locations
555 California St. 29Th Floor, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 11/2022 | 12/2025 |
| Horizon Partners, Llc | San Francisco | CA | 03/2022 | 04/2022 |
| Swingbridge, Llc | Chicago | IL | 09/2019 | 10/2020 |
| Hall Capital Partners, Llc | San Francisco | CA | 01/2015 | 01/2017 |
| Unemployed | Orinda | CA | 05/2022 | 10/2022 |
| Unemployed | Orinda | CA | 11/2020 | 02/2022 |
| Unemployed | Orinda | CA | 02/2017 | 08/2019 |
| Bank Of America, N.A. | Walnut Creek | CA | 02/2023 | 12/2025 |
| Catton Capital Partners, Llc | San Francisco | CA | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-27 |
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