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Thomas Dooley Mason

Corient

Atlanta, GA

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-11-13
  • GA RA
    APPROVED
    Since 2024-11-13

Branch Locations

3344 Peachtree Rd Ne Suite 2000, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Camas WA 03/2018 04/2023
Australian National University Canberra 02/2016 03/2018
Assuredpartners Investment Advisors Tampa FL 04/2023 04/2024
Corient Services Llc Miami FL 10/2024 Present
Corient Atlanta GA 10/2024 Present
Self-Employed Seattle WA 04/2024 10/2024
  • 03/2018 → 04/2023
    Fisher Investments
    Camas, WA
  • 02/2016 → 03/2018
    Australian National University
    Canberra
  • 04/2023 → 04/2024
    Assuredpartners Investment Advisors
    Tampa, FL
  • 10/2024 → Present
    Corient Services Llc
    Miami, FL
  • 10/2024 → Present
    Corient
    Atlanta, GA
  • 04/2024 → 10/2024
    Self-Employed
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-24
  • S65 Uniform Investment Adviser Law Examination
    2018-04-24

View on SEC IAPD

Other Firms

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BRIGHTER INVESTING, PB LLC
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
NEWEDGE ADVISORS
EQUITY SERVICES, INC.

Other Investors

PARIMAL H PATEL
CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON
WILLIAM LEWIS LEVINE
CHAD JOSEPH NORFOLK
SEAN PATRICK COOK
JONATHAN CHRISTOPHER BRISTOW
MEREDITH STRUTT MIGHTY

Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

More in Atlanta, GA

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