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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-03
  • FL RA
    APPROVED
    Since 2026-06-03

Branch Locations

200 S Biscayne Blvd, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 05/2026 Present
Thrivent Investment Management Inc Fort Lauderdale FL 12/2024 09/2025
Self Employed Miami FL 01/2015 01/2025
Thrivent Financial Appleton WI 02/2025 09/2025
Thrivent Financial Appleton WI 08/2025 05/2026
Bank Of America, N.A. Miami FL 06/2026 Present
Previous Registrations
Other Businesses

I*4724277, Entity Type: Entity For Profit, Name of OBA: Tennis Coach, Address: Miami, Florida, 33137, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 06/30/2026, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties: I would give private tennis lessons to individuals Tennis coach

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-03
  • S66 Uniform Combined State Law Examination
    2025-04-03
Other Names
  • Leonel Alberto Vivas
  • Leonel Alberto Vivas Martinez
  • Leonel A Vivas Martinez

View on SEC IAPD

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