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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2016-11-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Llc | Lexington | MA | 07/2013 | Present |
| World Financial Group, Llc | Lexington | MA | 11/2011 | Present |
| Transamerica Retirement Solutions, Llc | Braintree | MA | 01/2016 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, LLC. Transamerica Retirement Solutions, LLC/No/1 Investors Way/Norwood/MA/02062/Retirement plans administration/DC Compliance Specialist/01.01.2016/160/8/5500 reporting and non-discrimination testing for DC plans.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-11 |
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