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David William Toellen

Toellen Capital Management, LLC

Elburn, IL

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Current Employers
Toellen Capital Management, Llc

Elburn, IL • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-03-31
  • IL RA
    APPROVED
    Since 2026-03-31

Branch Locations

Elburn, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 04/2014 04/2024
Unemployed Elburn IL 04/2024 10/2025
Toellen Capital Management, Llc Elburn IL 11/2025 Present
  • 04/2014 → 04/2024
    First Trust Portfolios L.P.
    Wheaton, IL
  • 04/2024 → 10/2025
    Unemployed
    Elburn, IL
  • 11/2025 → Present
    Toellen Capital Management, Llc
    Elburn, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-18
S63 Uniform Securities Agent State Law Examination 2013-12-19
  • S65 Uniform Investment Adviser Law Examination
    2014-08-18
  • S63 Uniform Securities Agent State Law Examination
    2013-12-19
Other Names
  • Davd Toellen

View on SEC IAPD

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