Aquil Abbas Naeem

LPl Financial LLC

Simpsonville, SC

Claim This Profile

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-07-03
SC	RA	APPROVED	2018-09-04
TX	RA	APPROVED_RES	2018-08-30

NC RA
APPROVED

Since 2025-07-03
SC RA
APPROVED

Since 2018-09-04
TX RA
APPROVED_RES

Since 2018-08-30

Branch Locations

Charlotte, NC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Simpsonville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Finanical Llc	Beachwood	OH	04/2016	08/2018
Stratos Wealth Partners	Beachwood	OH	04/2016	08/2018
Lpl Financial Llc	Simpsonville	SC	08/2018	Present

04/2016 → 08/2018

Lpl Finanical Llc

Beachwood, OH
04/2016 → 08/2018

Stratos Wealth Partners

Beachwood, OH
08/2018 → Present

Lpl Financial Llc

Simpsonville, SC

Previous Registrations

2016-04-04 → 2018-08-21

Stratos Wealth Partners, Ltd

Beachwood, OH
2015-11-13 → 2016-03-29

Charles Schwab & Co., Inc.

Richfield, OH
2013-10-29 → 2015-10-23

Strategic Advisers Llc

Westlake, OH
2010-08-27 → 2013-08-21

Pnc Wealth Management Llc

Berea, OH

Cleveland, OH

Cleveland, OH
2008-09-30 → 2010-07-12

Ubs Financial Services Inc.

Charlotte, NC

Charlotte, NC

Weehawken, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-09-29
S63	Uniform Securities Agent State Law Examination	2006-07-20

S65 Uniform Investment Adviser Law Examination

2008-09-29
S63 Uniform Securities Agent State Law Examination

2006-07-20

Other Names

Aquil A Naeem

View on SEC IAPD

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor