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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2015-07-30
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2015-07-30

Branch Locations

1285 Avenue Of The Americas 15Th, 16Th, 17Th & 18Th, New York City, NY 10019 • United States

Massapequa, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 07/2015 Present
Previous Registrations
Other Businesses

1) V. G. D.K. JTWROS, SunnysideNew YorkUnited States-11104, Own jointly with rights of survivorship, Real Estate, Renting out to tenants, Proprietor / owner, I hold a passive role as joint owner with rights of survivorship of a studio condo unit in Sunnyside, NY with my brother. It is an inherited asset from our parents, start date-6/1/2025, Investment related-Yes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-17
  • S66 Uniform Combined State Law Examination
    2013-10-17
Other Names
  • Victoria Ku

View on SEC IAPD

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