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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2016-08-08 |
Branch Locations
101 Huntington Ave Suite 401, Boston, MA 02199 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Financial Services, Inc. | Austin | TX | 04/2016 | Present |
| Mma Securities Llc | Boston | MA | 06/2016 | Present |
| Mma Agency | Boston | MA | 06/2016 | Present |
Member of Retirement Advisory Council / the Council advocates for successful qualified plan and participant retirement outcomes through the collaborative efforts of experienced, qualified retirement plan advisors, investment firms and asset managers, and defined contribution plan service providers. The Council advocates for successful qualified plan and participant retirement outcomes through the collaborative efforts of experienced, qualified retirement plan advisors, investment firms and asset managers, and defined contribution plan service providers. Start Date: January 18, 2019. The approximate number of hours/month devoted to the other business; 5-10, the number of hours devoted to the other business during securities trading hours; 1-2/month and briefly describe the duties relating to the other business. Participate in conference calls, and in person meetings twice per year.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-16 |
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