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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-19 |
| CA | RA | APPROVED | 2021-10-13 |
Branch Locations
2829 Townsgate Road Suite 200, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 12/2015 | 02/2021 |
| Ubs Financial Services Inc. | Westlake Village | CA | 02/2021 | 04/2021 |
| Morgan Stanley | Westlake Village | CA | 09/2021 | Present |
| Unemployed | Westlake Village | CA | 04/2021 | 09/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-23 |
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