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Christopher John Castaneda

Charles Schwab & Co., Inc.

Naperville, IL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
IL RA APPROVED 2015-12-11
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • IL RA
    APPROVED
    Since 2015-12-11

Branch Locations

19 West Chicago Ave, Naperville, IL 60540-5301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Naperville IL 11/2015 Present
Charles Schwab Bank, Ssb Naperville IL 11/2015 Present
Edward Fox Photography Chicago IL 01/2016 01/2017
  • 11/2015 → Present
    Naperville, IL
  • 11/2015 → Present
    Charles Schwab Bank, Ssb
    Naperville, IL
  • 01/2016 → 01/2017
    Edward Fox Photography
    Chicago, IL
Previous Registrations
  • 2015-01-12 → 2015-11-27
    Geneva, IL
    St Louis, MO
    South Elgin, IL
  • 2013-11-25 → 2015-01-16
    Lisle, IL
Other Businesses

Mill Creek Elementary Parent Teacher Organization|Investment Related:No|Nonprofit Charitable Organizations|Treasurer|2024-05-13|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Post financial transactions to our financial system as they occur throughout the month. Create monthly PTO treasurer reports (transaction reports, performance to budget report). Reconcile checkbook Write checks as needed (two signatures and proper paperwork required). Make deposits in a timely fashion, as needed. Keep financial transaction forms available for all volunteers. Preserve financial records, including invoices and control forms. Square Payment System

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-25
  • S66 Uniform Combined State Law Examination
    2013-11-25

View on SEC IAPD

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