Eric Karl Sheppard

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-08-30

TX RA
APPROVED

Since 2021-08-30

Branch Locations

1 Ikea-Rbfcu Pkwy, Live Oak, TX 78233-2792 • United States

Pflugerville, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuna Brokerage Services, Inc.	Waverly	IA	07/2013	08/2021
Randolph Brooks Fcu	Universal City	TX	08/2011	08/2021
Ameriprise Financial Services, Llc	Live Oak	TX	08/2021	Present

07/2013 → 08/2021

Cuna Brokerage Services, Inc.

Waverly, IA
08/2011 → 08/2021

Randolph Brooks Fcu

Universal City, TX
08/2021 → Present

Ameriprise Financial Services, Llc

Live Oak, TX

Previous Registrations

2014-04-04 → 2021-09-02

Cuna Brokerage Services, Inc.

Austin, TX

Austin, TX

Austin, TX

San Marcos, TX

San Marcos, TX

Austin, TX

Austin, TX

Allen, TX

Live Oak, TX

Frisco, TX

Austin, TX

Plano, TX

Plano, TX

Allen, TX

Frisco, TX

Other Businesses

Outside Employment; RBFCU; Financial Advisor - Financial Planning; ; 11911 Burnet Rd, , Austin, TX, 78758; Investment-Related; 08/15/2011; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-12-23

S66 Uniform Combined State Law Examination

2013-12-23

Other Names

Erik Sheppard

View on SEC IAPD