Thomas J Kurtz

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-08-09
RI	RA	APPROVED	2020-01-30
TX	RA	APPROVED	2017-06-28
CA	RA	APPROVED	2017-04-24
NJ	RA	APPROVED	2016-08-05
FL	RA	APPROVED	2015-08-07

NC RA
APPROVED

Since 2021-08-09
RI RA
APPROVED

Since 2020-01-30
TX RA
APPROVED

Since 2017-06-28
CA RA
APPROVED

Since 2017-04-24
NJ RA
APPROVED

Since 2016-08-05
FL RA
APPROVED

Since 2015-08-07

Branch Locations

150 N College St Ci Business Controls, Charlotte, NC 28202 • United States

Concord, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	06/2013	Present

06/2013 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Other Businesses

I*671239 For profit or not for profit: Entity Charitable Name of outside business organization: Vizion Church Investment related: N Address of business: Charlotte, North Carolina, 28208 Nature of business: ["Church or Religious Organization"] Position, title, association: ["Other"], Start date of relationship: 1/9/2022 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: Musician, Vizion Church is an organization based in Charlotte NC. I serve as a volunteer playing music for the organization on weekends. From time to time, I may be paid as a musician depending on the event. Submitting outside business activity to cover off in case

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-07-07

S66 Uniform Combined State Law Examination

2015-07-07

Other Names

Thomas John Kurtz

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