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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-26 |
Branch Locations
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard | Malvern | PA | 06/2013 | 03/2019 |
| Blackrock | Princeton | NJ | 03/2019 | 05/2022 |
| Capital Group - American Funds Distributors, Inc. | Los Angeles | CA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-31 |
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