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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-01-10 |
Branch Locations
100 Colonial Center Parkway Suite 220, Lake Mary, FL 32746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bauerle Financial Inc. | Lake Mary | FL | 01/2017 | 04/2022 |
| Tech Tempest, Inc. Dba B&W Global | Atlanta | GA | 03/2014 | 09/2017 |
| Kairos Private Wealth, Inc. | Lake Mary | FL | 11/2020 | 10/2022 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-04 |
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