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Nicholas Powel Harding

Morgan Stanley

Washington, DC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-03-21
MD RA APPROVED 2025-03-03
TX RA APPROVED 2025-03-03
  • DC RA
    APPROVED
    Since 2025-03-21
  • MD RA
    APPROVED
    Since 2025-03-03
  • TX RA
    APPROVED
    Since 2025-03-03

Branch Locations

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Washington DC 06/2013 09/2016
J.P. Morgan Chase Bank, N.A. Washington DC 06/2013 09/2016
City National Securities Beverly Hills CA 09/2016 01/2025
Morgan Stanley Smith Barney Llc Washington DC 01/2025 Present
Morgan Stanley Private Bank, N.A New York NY 01/2025 Present
  • 06/2013 → 09/2016
    J.P. Morgan Securities Llc
    Washington, DC
  • 06/2013 → 09/2016
    J.P. Morgan Chase Bank, N.A.
    Washington, DC
  • 09/2016 → 01/2025
    City National Securities
    Beverly Hills, CA
  • 01/2025 → Present
    Morgan Stanley Smith Barney Llc
    Washington, DC
  • 01/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-03
S63 Uniform Securities Agent State Law Examination 2013-12-16
  • S66 Uniform Combined State Law Examination
    2025-03-03
  • S63 Uniform Securities Agent State Law Examination
    2013-12-16
Other Names
  • Nicholas Powel Harding
  • Nick Harding
  • Nicholas Harding

View on SEC IAPD

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