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Gavin Ross Pucciarello

Apollon Wealth Management, LLC

Mount Pleasant, SC

Richardson, TX

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Current Employers
Apollon Wealth Management, Llc

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-14
  • TX RA
    APPROVED
    Since 2025-11-14

Branch Locations

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Richardson, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp. Dallas TX 06/2016 10/2019
1St Global Advisors, Inc. Dallas TX 06/2016 10/2019
Avantax Investment Services, Inc. Dallas TX 10/2019 09/2025
Avantax Advisory Services Dallas TX 10/2019 09/2025
Avantax Insurance Agency And/Or Avantax Insurance Services Victoria TX 10/2023 09/2025
Cetera Wealth Services, Llc Victoria TX 09/2025 11/2025
Cetera Investment Advisers Llc Schaumburg IL 09/2025 11/2025
Apollon Wealth Management, Llc Charleston SC 11/2025 Present
  • 06/2016 → 10/2019
    1St Global Capital Corp.
    Dallas, TX
  • 06/2016 → 10/2019
    1St Global Advisors, Inc.
    Dallas, TX
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Dallas, TX
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Dallas, TX
  • 10/2023 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Victoria, TX
  • 09/2025 → 11/2025
    Cetera Wealth Services, Llc
    Victoria, TX
  • 09/2025 → 11/2025
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 11/2025 → Present
    Apollon Wealth Management, Llc
    Charleston, SC
Previous Registrations
  • 2025-09-05 → 2025-11-18
    Cetera Investment Advisers Llc
    Victoria, TX
    Dallas, TX
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Victoria, TX
    Dallas, TX
  • 2016-06-27 → 2019-10-25
    1St Global Advisors Inc
    Dallas, TX
  • 2013-08-27 → 2015-03-23
    Morgan Stanley
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-27
  • S66 Uniform Combined State Law Examination
    2013-08-27

View on SEC IAPD

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LOVELAND & BASTIAN FINANCIAL SERVICES GROUP, LLC
CETERA INVESTMENT ADVISERS LLC
MORRIS FINANCIAL CONCEPTS, INC.
WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

ALEXANDRA GUNDRADA LUNDGREN
Josh Joseph Renda
JASON THOMAS ROSENER
OWEN HAYES MALCOLM
CHRISTOPHER MICHAEL BURKE
PAUL FRANCIS SPIZZUOCO
BRIAN JAMES WILEY
ROBERT HY GORMAN

Other Offices

APOLLON FINANCIAL, LLC · MOUNT PLEASANT, SC
JANNEY MONTGOMERY SCOTT LLC · Mt. Pleasant, SC
SAOS CAPITAL, LLC · MOUNT PLEASANT, SC
LOVELAND & BASTIAN FINANCIAL SERVICES GROUP, LLC · MT. PLEASANT, SC
LOVELAND & BASTIAN FINANCIAL SERVICES GROUP, LLC · MT. PLEASANT, SC
CETERA INVESTMENT ADVISERS LLC · MT. PLEASANT, SC
SAOS CAPITAL, LLC · MOUNT PLEASANT, SC
MORRIS FINANCIAL CONCEPTS, INC. · MOUNT PLEASANT, SC

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